IPO Planner. Guide and Resource Directory for Companies Going Public

Guide and Resource Directory for Companies Going Public


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Resource Directory > Underwriters

Underwriters

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A

A.G. Edwards & Sons, Inc.
Attn: Contact Center
One North Jefferson
St. Louis, Missouri 63103
Toll free: (877) 835-7877
Fax: (314) 955-2890

Adams, Harkness & Hill, Inc.
99 High Street
Boston, Massachusetts 02110
Tel: (617) 371-3900; Toll Free: (800) 225-6201
Fax: (617) 371-3793

Advest
90 State House Square
Hartford, Connecticut 06103
Tel: (860) 509-1000
Toll Free: (800) 243-8115

Alex Brown
280 Park Avenue, 3rd Floor
New York, New York 10017
Tel: (212) 237-2000
Toll Free: (800) 451-0496

Allen & Company, Inc.
711 5th Avenue, 9th Floor
New York, New York 10022
Tel: (212) 832-8000
Fax: (212) 832-8023

B

Banc of America Securities LLC
600 Montgomery Street
San Francisco, California 94111
Toll Free: (800) 227-4786

Barington Capital
888 7th Ave, 17th Floor
New York, New York 10019
Tel: (212) 974-5732

Bear Stearns & Co.
383 Madison Ave.
New York, New York 10179
Tel: (212) 272-2000

Blaylock & Partners, L.P.
399 Park Avenue, 15th Floor
New York, New York 10022
Tel: (212) 715-6600
Fax: (212) 715-6601

C

C.E. Unterberg, Towbin
350 Madison Avenue
New York, New York 10017
Tel: (212) 389-8000

Cazenove & Co. Ltd
20 Moorgate
London EC2R 6DA United Kingdom
Tel: 44 (0) 20 7588 2828
Fax: 44 (0) 20 7155 9000

CIBC World Markets
161 Bay Street, BCE Place
P.O. Box 500
Toronto, Ontario M5J 2S8 Canada
Tel: (416) 594-7000

Citigroup
New York, New York
Tel: (212) 559-8064

Coudert Brothers LLP
1114 Avenue of the Americas
New York, New York 10036
Tel: (212) 626-4400
Fax: (212) 626-4120

Credit Suisse First Boston
Eleven Madison Avenue
New York, New York 10010
Tel: (212) 325-2000

D

Deutsche Bank
1501 Broadway
New York, New York
Tel:(212) 469-8000

Dorsey & Whitney LLP
50 South Sixth Street, Suite 1500
Minneapolis, Minnesota 55402-1498
Tel: (612) 340-2600
Toll Free: (800) 759-4929
Fax : (612) 340-2868

E

Epoch Partners
151 Union Street
Icehouse Two
San Francisco, California 94111
Tel: (415) 315-3100

Equity Capital Markets
250 Bishopsgate
London EC2M 4AA United Kingdom
Tel: 31 20 383 6903

F

Ferris, Baker Watts Inc.
100 Light Street
Baltimore, Maryland 21202
Tel: (800) 436-2000
Fax: (410) 468-2746

First Albany Capital Inc.
30 South Pearl Street
Albany, New York 12207
Tel: (518) 447-8500

Friedman Billings Ramsey
1001 Nineteenth Street
North Arlington, Virginia 22209
Tel: (703) 312-9500; Toll free: (800) 846-5050
Fax: (703) 312-9501

G

Goldman, Sachs & Co.
85 Broad Street
New York, New York 10004
Tel: (212) 902-1000

H

Hambrecht & Quist Capital Management LLC
30 Rowes Wharf, Suite 430
Boston, Massachusetts 02110
Tel: (617) 772-8500

I

ING Capital Markets LLC
Financial Markets
1325 Avenue of the Americas
New York, New York 10019
Tel: (646) 424-6000
Fax: (646) 424-6060

J

J. P. Morgan
1221 Avenue of the Americas
New York, New York 10020
Tel: (212) 899-3400
Fax: (212) 899-3401

Jefferies Group, Inc.
520 Madison Avenue
New York, New York 10022
Tel: (212) 284-2300

Jones Day
901 Lakeside Avenue
Cleveland, Ohio 44114-1190
Tel: (216) 586-3939
Fax: (216) 579-0212

K

Keefe Bruyette & Woods
The Equitable Building
787 Seventh Avenue, 4th Floor
New York, New York 10019
Tel: (212) 887-7777

L

Lazard Freres & Co. LLC
30 Rockefeller Plaza
New York, New York 10020
Tel: (212) 632-6000

Legg Mason, Inc.
100 Light Street
Baltimore, Maryland 21202-1099
Toll Free: (877) 534-4627

Lehman Brothers
745 Seventh Avenue
New York, New York 10019
Tel: (212) 526-7000

M

M.R. Beal
110 Wall Street
New York, New York 10005
Tel: (212) 983-3930
Fax: (212) 983-4539

McDonald Investments Inc.
127 Public Square
Cleveland, Ohio 44114
127 Public Square
Cleveland, Ohio 44114
Tel: (216) 689-4671

McGuireWoods LLP
One James Center
901 East Cary Street
Richmond, Virginia 23219-4030
Tel: (804) 775-1000
Fax: (804) 775-1061

Merrill Lynch & Co., Inc.
222 Broadway, 4th Floor
New York, New York 10038
Tel: (877) 333-9183
Fax: (212) 670-4446

Morgan Keegan
50 North Front Street, 17th Floor
Memphis, Tennessee 38103
Tel: (901) 524-4100
Toll Free: (800) 366-7426
Fax: (901) 579-4406

Morgan Keegan
50 North Front Street, 17th Floor
Memphis, Tennessee 38103
Tel: (901) 524-4100; Toll Free: (800) 366-7426
Fax: (901) 579-4406

Morgan Stanley
1585 Broadway
New York, New York 10036
Tel: (212) 761-4000

N

Needham & Company, Inc.
445 Park Avenue
New York, New York 10022
Tel: (212) 371-8300
Fax: (212) 751-1450

O

Oppenheimer & Co. Inc.
125 Broad Street
New York, New York 10004
Tel: (212) 668-8000; Toll Free: (800) 221-5588

P

Pacific Growth Equities
One Bush Street, Suite 1700
San Francisco, California 94104
Tel: (415) 274-6800
Fax: (415)274-6866

R

Raymond James Financial, Inc.
880 Carillon Parkway
St. Petersburg, Florida 33716
Tel: (727) 567-1000

RBC Dain Rauscher
Dain Rauscher Plaza
60 South 6th Street
Minneapolis, Minnesota 55402-4422
Tel: (612) 371-2800
Fax: (612) 371-2763

Roth Capital Partners, LLC
24 Corporate Plaza
Newport Beach, California 92660
Toll Free: (800) 678-9147
Fax: (949) 720-7215

S

SG Cowen & Co.
1221 Avenue of the Americas
New York, New York 10020
Tel: (212) 278-6000; Toll Free: (800) 942-7575
Fax: (212) 278-6789

T

Thomas Weisel Partners
One Montgomery Tower
One Montgomery Street
San Francisco, California 94104
Tel: (415) 364-2500
Fax: (415) 364-2695

U

UBS Investment Bank
299 Park Avenue
New York, New York 10171
Tel: (212) 821-3000

W

Wachovia Securities
Riverfront Plaza
901 East Byrd Street
Richmond, Virginia 23219
Tel: (804) 782-3533; Toll Free: (800) 999-4328
Fax: (804) 782-3540

Wells Fargo Securities
600 California Street, Suite 1600
San Francisco, California 94108
Tel: (415) 645-0800

William Blair & Company
222 West Adams Street
Chicago, Illinois 60606
Tel: (312) 236-1600; Toll Free: (800) 621-0687

WR Hambrecht & Co
P.O. Box 677
555 Lancaster Avenue, Suite 200
Berwyn, Pennsylvania 19312-0677
Tel: (610) 725-1150; Toll Free: (800) 673-6476

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